Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Christa? Claim Your ProfileChrista Daniele Lupton is a financial advisor with UBS Financial Services Inc. based in Denver, CO. Christa holds a Series 7, Series 63, Series 9 and Series 10 license and has been in the financial industry for over 9 years. Prior to joining UBS Financial Services Inc., Christa has experience at firms like Robinhood Financial, LLC, Charles Schwab & Co., Inc., and J.P. Morgan Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CO
02/16/2023 - Present
UBS Financial Services Inc. (DENVER CO)
CO
10/16/2020 - 08/08/2022
ROBINHOOD FINANCIAL, LLC (Denver CO)
CO
01/24/2020 - 10/08/2020
CHARLES SCHWAB & CO., INC. (Lone Tree CO)
TX
12/15/2014 - 06/12/2015
J.P. MORGAN SECURITIES LLC (SAN ANTONIO TX)
TX
02/03/2014 - 02/25/2014
J.P. MORGAN SECURITIES LLC (SAN ANTONIO TX)
BC
Issued 08/31/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/19/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/28/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/24/2020
Series 7TO - General Securities Representative Examination
BC
Issued 08/05/2019
SIE - Securities Industry Essentials Examination
BC
Issued 02/03/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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