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Christa Brooks

Northwestern Mutual Investment Services, LLC

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About Christa Brooks

Christa Brooks is a financial advisor with Northwestern Mutual Investment Services, LLC. She has over 5 years of experience in the financial services industry. Christa is a Series 7, Series 63, and Series 24 licensed professional. She is also licensed to sell insurance in Wisconsin. Christa helps her clients with a variety of financial needs, including retirement planning, investment management, and insurance planning. She is committed to providing her clients with personalized service and helping them achieve their financial goals. Prior to her current role, Christa held positions with Allspring Funds Distributor, LLC and Wells Fargo Funds Distributor, LLC.

Firm Information

Christa Brooks is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Christa Brooks’s Registration & Firm History

WI

08/17/2022 - Present

Northwestern Mutual Investment Services, LLC (Milwaukee WI)

WI

02/06/2019 - 06/02/2022

ALLSPRING FUNDS DISTRIBUTOR, LLC (MENOMONEE FALLS WI)

WI

07/24/2017 - 10/05/2018

WELLS FARGO FUNDS DISTRIBUTOR, LLC (MENOMONEE FALLS WI)

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Licenses & Designations

BC

Issued 08/03/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/09/2022

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/24/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Christa Brooks.
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