Unclaimed
Christa Alessandra Keck-english has been a financial advisor since 1999. Christa has worked for a variety of financial institutions, including Wells Fargo Securities, Prudential Securities, LPL Financial and Independent Financial Group. Christa is currently registered with Commonwealth Financial Network. Christa holds the Series 7, 9, 10, 24, 63 and 65 licenses, as well as the SIE and Series 99TO. Christa also holds a Yoga Teacher certification. Christa has experience providing financial planning, portfolio management, pension consulting and educational seminars. Christa has worked with a variety of clients including individuals, corporations, charitable organizations, pension and profit sharing plans, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
05/12/2021 - Present
Commonwealth Financial Network (SAN DIEGO CA)
CA
05/02/2018 - 04/23/2021
INDEPENDENT FINANCIAL GROUP, LLC (SAN DIEGO CA)
CA
05/18/2006 - 08/24/2016
LPL FINANCIAL LLC (SAN DIEGO CA)
CA
05/02/2001 - 08/08/2005
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
12/21/1999 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
NY
07/16/1999 - 12/17/1999
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 06/13/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/12/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/16/2006
Series 24 - General Securities Principal Examination
BC
Issued 05/16/2003
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/07/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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