Unclaimed
Chrisoffel C. Cary is a financial professional with over 2 years of experience in the industry. Chrisoffel is currently registered with Barings Securities LLC and holds the Series 63, SIE and Series 79 licenses. Chrisoffel has been registered in 52 states and the District of Columbia. Chrisoffel previously worked at REGIONS SECURITIES LLC in Atlanta, GA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
01/21/2020 - Present
Barings Securities LLC (CHARLOTTE NC)
GA
07/12/2018 - 07/16/2018
REGIONS SECURITIES LLC (Atlanta GA)
BC
Issued 07/13/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/16/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/12/2018
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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