Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chris? Claim Your ProfileChris Statz is a financial advisor who has been in the industry since 2007. Chris is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and is licensed to provide financial services in Indiana and Texas. Chris has a diverse range of experience, having previously worked with Chase Investment Services Corp. and Woodbury Financial Services, Inc. Chris holds multiple licenses and designations, including Series 6, 7, 26, 63, and 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
04/05/2011 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (ZIONSVILLE IN)
IN
02/23/2009 - 10/07/2009
CHASE INVESTMENT SERVICES CORP. (INDIANAPOLIS IN)
IN
02/11/2004 - 06/27/2007
WOODBURY FINANCIAL SERVICES, INC. (CARMEL IN)
BC
Issued 04/25/2011
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/27/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/26/2005
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/10/2011
Series 7 - General Securities Representative Examination
BC
Issued 01/16/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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