Invested Better
Unclaimed

Unclaimed

Unclaimed

Chris Willard Radler

National Financial Services LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Chris? Claim Your Profile

About Chris Willard Radler

Chris Willard Radler is a financial professional with over 29 years of experience in the industry. Chris is currently registered with National Financial Services LLC, where they have been employed since June 8, 1999. Previously, Chris held positions at Donaldson, Lufkin & Jenrette Securities Corporation and PC Financial Network, Inc. Chris holds a variety of licenses and certifications, including the Series 4, 7, 8, 9, 10, 24, 63, 99TO, and SIE.

Firm Information

Chris Radler is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Chris Radler’s Registration & Firm History

NJ

06/08/1999 - Present

National Financial Services LLC (JERSEY CITY NJ)

NJ

08/05/1997 - 11/11/1997

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

NJ

06/02/1997 - 08/04/1997

PC FINANCIAL NETWORK, INC. (JERSEY CITY NJ)

NJ

05/26/1993 - 06/02/1997

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

Not sure if Chris Willard Radler is right for you?

Licenses & Designations

BC

Issued 08/10/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 09/05/1996

Series 24 - General Securities Principal Examination

BC

Issued 04/13/1995

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 08/30/1994

Series 4 - Registered Options Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/25/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Chris Willard Radler.
Not sure if Chris Willard Radler is right for you?