Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chris? Claim Your ProfileChris Wayne Arvey is a financial advisor with Bluerock Capital Markets LLC. Chris has been in the financial services industry since March 1996. Chris is a licensed Series 7 and Series 63 registered representative and has passed the SIE Exam. Chris is also registered in Georgia, North Carolina and South Carolina. Chris has previously worked at Realty Capital Securities, LLC, Wells Investment Securities, Inc., Salomon Smith Barney Inc. and Chatfield Dean & Co., Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
01/08/2016 - Present
Bluerock Capital Markets LLC (Newport Beach CA)
NY
02/13/2009 - 01/07/2016
REALTY CAPITAL SECURITIES, LLC (NEW YORK CITY NY)
GA
09/12/2000 - 11/10/2008
WELLS INVESTMENT SECURITIES,INC. (NORCROSS GA)
NY
02/15/1996 - 04/29/1999
SALOMON SMITH BARNEY INC. (NEW YORK NY)
CO
06/20/1994 - 12/22/1995
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
BC
Issued 05/19/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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