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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chris? Claim Your ProfileChris Bettencourt is a registered investment advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., a firm with over 16,000 clients and over $1 trillion in assets under management. Chris Bettencourt has been in the industry since September 1993. Chris Bettencourt is registered in 56 jurisdictions and is licensed in Connecticut, Texas and Wisconsin. Chris Bettencourt has a broad background in the industry and has taken multiple exams in various categories including Securities Industry Essentials (SIE), General Securities Representative (Series 7), General Securities Sales Supervisor (Series 8, 9, 10), National Commodity Futures Examination (Series 3), Futures Managed Funds Examination (Series 31), Uniform Securities Agent State Law Examination (Series 63), and Uniform Investment Adviser Law Examination (Series 65). In addition to the above Chris Bettencourt also has extensive experience in various financial markets and has worked with a diverse range of clients including individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
01/28/2008 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BOSTON MA)
NY
09/17/1993 - 03/02/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 10/01/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/24/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/17/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/2012
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/1993
Series 31 - Futures Managed Funds Examination
BC
Issued 09/15/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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