Unclaimed
Chris Talpas is a financial professional with over 20 years of experience in the financial services industry. Chris is currently registered with Santander Securities LLC, and has been with the firm since 2019. Previously, Chris was employed by Key Investment Services LLC, PRUCO Securities LLC, and Citizens Securities, Inc.. Chris is dedicated to helping clients achieve their financial goals. Chris holds licenses in Series 6, 7, 63, 65 and SIE exams. Chris is also a Chartered Financial Consultant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
PA
03/15/2023 - Present
Santander Securities LLC (Easton PA)
PA
11/09/2022 - 03/09/2023
KEY INVESTMENT SERVICES LLC (Harleysville PA)
PA
05/05/2022 - 11/14/2022
PRUCO SECURITIES, LLC. (Warrington PA)
PA
06/13/2019 - 04/08/2022
SANTANDER SECURITIES LLC (Coopersburg PA)
PA
02/21/2018 - 06/06/2019
CITIZENS SECURITIES, INC. (MOUNTAIN TOP PA)
NJ
02/08/2016 - 08/19/2016
CETERA INVESTMENT SERVICES LLC (Morristown NJ)
PA
12/09/2014 - 02/17/2016
SANTANDER SECURITIES LLC (EASTON PA)
PA
08/12/2009 - 11/24/2014
CUNA BROKERAGE SERVICES, INC. (BETHLEHEM PA)
PA
09/26/2008 - 08/05/2009
UVEST FINANCIAL SERVICES GROUP, INC. (KING OF PRUSSIA PA)
PA
01/02/2008 - 07/22/2008
MML INVESTORS SERVICES, INC. (BANGOR PA)
PA
09/20/2006 - 01/08/2008
UVEST FINANCIAL SERVICES GROUP, INC. (BANGOR PA)
NJ
06/30/2005 - 09/21/2006
PNC INVESTMENTS (PHILLIPSBURG NJ)
NY
03/26/2003 - 06/27/2005
IFMG SECURITIES, INC. (PURCHASE NY)
MA
08/29/2001 - 03/25/2003
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NY
08/30/2000 - 08/31/2001
NATHAN & LEWIS SECURITIES, INC. (NEW YORK NY)
PA
11/22/1999 - 08/11/2000
AMERICAN CAPITAL CORPORATION (VALLEY FORGE PA)
NJ
07/27/1998 - 12/10/1999
C. J. M. PLANNING CORP. (POMPTON LAKES NJ)
IA
Issued 09/08/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/25/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/1999
Series 7 - General Securities Representative Examination
BC
Issued 07/25/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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