Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chris? Claim Your ProfileChris Sherman is a financial professional with over 10 years of experience in the industry. Chris is currently registered with Wells Fargo Securities, LLC, and is actively involved in the securities industry. Chris has held previous positions with Goldman Sachs & Co. LLC and Goldman Sachs Execution & Clearing, L.P. Chris's professional qualifications include the Securities Industry Essentials Examination (SIE) and the Operations Professional Examination (Series 99).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
06/29/2021 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
NJ
08/22/2012 - 03/31/2021
GOLDMAN SACHS & CO. LLC (JERSEY CITY NJ)
NY
09/27/2012 - 06/12/2017
GOLDMAN SACHS EXECUTION & CLEARING, L.P. (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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