Unclaimed
Chris Schafersman is a registered representative with Empower Advisory Group, LLC. Chris Schafersman has been in the securities industry since May 18, 2012. Chris Schafersman is also a registered investment advisor representative. Chris Schafersman holds a Series 6, Series 7, Series 63, and Series 66 license. Chris Schafersman is registered in 52 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
02/13/2020 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
CO
08/27/2018 - 01/08/2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)
CO
02/24/2011 - 04/06/2017
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (DENVER CO)
CO
01/03/2011 - 02/08/2011
WELLS FARGO ADVISORS, LLC (PARKER CO)
CO
11/09/2010 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (PARKER CO)
BOTH
Issued 08/28/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/10/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/25/2013
Series 7 - General Securities Representative Examination
BC
Issued 11/08/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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