Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chris? Claim Your ProfileChris Romero is a financial advisor with Northwestern Mutual Investment Services, LLC. Chris has been in the industry since March 2021 and is licensed to practice in District of Columbia, Maryland, Ohio, and Virginia. Chris holds Series 7TO, SIE, and Series 63 licenses. Chris is a member of FINRA and is registered with Northwestern Mutual Investment Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
DC
03/31/2021 - Present
Northwestern Mutual Investment Services, LLC (WASHINGTON DC)
BC
Issued 05/07/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/31/2021
Series 7TO - General Securities Representative Examination
BC
Issued 02/12/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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