Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chris? Claim Your ProfileChris Rod is a financial professional with over 12 years of experience in the industry. Chris has a strong background in operations, having held positions at H.D. Vest Investment Securities, Inc. and Cetera Financial Specialists LLC. Chris currently holds the Series 27, Series 99 and SIE licenses. Chris is registered with Cetera Advisors LLC, Cetera Financial Specialists LLC, Cetera Advisor Networks LLC, Cetera Investment Services LLC, and Avantax Investment Services, Inc. Chris's primary focus is on providing financial advice to individuals and families in the Dallas area.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
08/20/2024 - Present
Cetera Advisors LLC (DALLAS TX)
TX
07/20/2001 - 10/02/2001
H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)
BC
Issued 08/24/2016
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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