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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chris? Claim Your ProfileChris Radcliffe Osborne is a financial advisor registered with Morgan Stanley in Reno, NV. Chris has been in the financial industry since 1975. Chris has experience working at several firms, including Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc., Citigroup Global Markets Inc., Lehman Brothers Inc., Loeb Partners, Hornblower, Weeks, Noyes & Trask Incorporated, Baker, Watts & Co., Hornblower & Weeks - Hemphill, Noyes Incorporated, and Laidlaw, Martin & Moysey, Inc. Chris holds several licenses and certifications, including the Series 7, 9, 10, 15, 63, and 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NV
10/23/2009 - Present
Morgan Stanley (Reno NV)
NV
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (RENO NV)
NV
02/27/2007 - 04/02/2007
MORGAN STANLEY DW INC. (RENO NV)
AZ
07/31/1993 - 03/08/2007
CITIGROUP GLOBAL MARKETS INC. (SCOTTSDALE AZ)
NY
11/26/1979 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
01/18/1978 - 11/26/1979
LOEB PARTNERS
NA
05/05/1977 - 01/18/1978
HORNBLOWER, WEEKS, NOYES & TRASK INCORPORATED
NA
04/08/1976 - 05/19/1977
BAKER, WATTS & CO.
NA
04/19/1977 - 05/05/1977
HORNBLOWER & WEEKS - HEMPHILL, NOYES INCORPORATED
NA
09/25/1975 - 04/18/1976
LAIDLAW, MARTIN & MOYSEY, INC.
IA
Issued 04/18/1991
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/25/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/12/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/1984
Series 15 - Foreign Currency Options Examination
BC
Issued 07/13/1977
PC - AMEX Put and Call Exam
BC
Issued 09/20/1975
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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