Unclaimed
Chris Del bene is an active financial advisor. Chris has been in the industry since September 1998, with previous experience at Chase Investment Services Corp., HSBC Securities (USA) Inc., BNY Investment Center Inc., Essex National Securities, Inc., EQ Financial Consultants, Inc., and The Equitable Life Assurance Society of the United States. Chris currently works at J.p. Morgan Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
NY
06/27/2018 - Present
J.p. Morgan Securities LLC (New York NY)
NY
09/27/2007 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (RYE NY)
NY
06/28/2006 - 09/12/2007
HSBC SECURITIES (USA) INC. (EASTCHESTER NY)
NY
10/08/1999 - 06/09/2006
BNY INVESTMENT CENTER INC. (YONKERS NY)
CA
12/09/1998 - 10/21/1999
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
NY
07/31/1998 - 11/30/1998
EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)
NY
07/31/1998 - 11/30/1998
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 06/28/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/01/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/12/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/28/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/15/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/2004
Series 7 - General Securities Representative Examination
BC
Issued 07/29/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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