Unclaimed
Chris Dibattista is a financial advisor registered with Performance Trust Capital Partners, LLC. Chris has been in the financial services industry since 2001 and has worked with several firms including Goldman, Sachs & Co., Neuberger Berman BD LLC, and Foreside Fund Services, LLC. Chris holds Series 7, Series 63, Series 65 and Series 66 licenses. Chris is registered in Illinois, Indiana, Kentucky, Michigan, Ohio and Tennessee.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
02/21/2019 - Present
Performance Trust Capital Partners, LLC (CHICAGO IL)
IL
10/13/2010 - 02/05/2019
NEUBERGER BERMAN BD LLC (CHICAGO IL)
NY
06/22/2009 - 09/29/2010
GOLDMAN, SACHS & CO. (NEW YORK NY)
CA
07/21/2008 - 03/23/2009
FORESIDE FUND SERVICES, LLC (SANTA MONICA CA)
ME
08/18/2004 - 03/05/2008
FORESIDE FUND SERVICES, LLC (PORTLAND ME)
TX
08/05/2002 - 04/29/2004
VAN KAMPEN FUNDS INC. (HOUSTON TX)
MD
06/02/2000 - 08/01/2002
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
BOTH
Issued 11/30/2011
Series 66 - Uniform Combined State Law Examination
IA
Issued 05/16/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/16/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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