Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chris? Claim Your ProfileChris Boley is a financial advisor with Stifel, Nicolaus & Company, Inc. Chris has been in the securities industry since 2005. Chris is registered with the state of Texas as a Registered Representative and Investment Advisor Representative. Chris is also registered with the Financial Industry Regulatory Authority (FINRA). Chris has a Series 7, Series 66, and SIE license. Chris has experience in portfolio management for individuals, businesses, and pooled investment vehicles. Chris also provides financial planning services. Chris has worked for Barclays Capital Inc. and Credit Suisse Securities (USA) LLC in the past. Chris is a member of the Titan Hoop-It-Up Club booster club for the high school basketball team.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
12/04/2015 - Present
Stifel, Nicolaus & Company, Inc. (FRISCO TX)
TX
08/03/2012 - 12/04/2015
BARCLAYS CAPITAL INC. (DALLAS TX)
TX
10/25/2005 - 08/30/2012
CREDIT SUISSE SECURITIES (USA) LLC (DALLAS TX)
BOTH
Issued 10/28/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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