Unclaimed
Chris Kanoff is a securities professional with over three decades of experience in the financial industry. Chris is currently a registered representative with Jefferies LLC, a leading global investment banking firm. Chris has a broad range of experience in various sectors, including investment banking, government securities, and the securities industry. Chris holds a Series 7, Series 24, Series 72, Series 79TO, and Series 63 license. Previously, Chris worked at Quarterdeck Investment Partners, LLC, Broadview International LLC, and The Seidler Companies Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/31/1991 - Present
Jefferies LLC (NEW YORK NY)
CA
03/20/2002 - 04/16/2004
JEFFERIES/QUARTERDECK, LLC (LOS ANGELES CA)
CA
03/05/2001 - 04/16/2004
QUARTERDECK INVESTMENT PARTNERS, LLC (LOS ANGELES CA)
NY
01/26/2004 - 02/27/2004
BROADVIEW INTERNATIONAL LLC (NEW YORK NY)
CA
03/05/1990 - 04/30/1990
THE SEIDLER COMPANIES INCORPORATED (LOS ANGELES CA)
NA
10/19/1988 - 03/14/1990
DREXEL BURNHAM LAMBERT INCORPORATED
BC
Issued 04/04/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/28/1995
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1988
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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