Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chris? Claim Your ProfileChris Michael Thompson is a registered investment advisor representative with U.S. Bancorp Investments, Inc., located in El Dorado Hills, CA. Chris has been in the industry since 2012 and holds various licenses and certifications, including Series 63, 65, 7, 9, 10, 24, and SIE. Chris is also a registered principal with Wells Fargo Clearing Services, LLC. Chris is a licensed investment advisor representative with U.S. Bancorp Investments, Inc. and provides investment advisory services to individuals, corporations, and other entities. Chris's experience and expertise in the industry can provide valuable insights into managing your investments.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
CA
06/15/2023 - Present
U.s. Bancorp Investments, Inc. (El Dorado Hills CA)
CA
06/25/2014 - 04/19/2023
WELLS FARGO CLEARING SERVICES, LLC (EL DORADO HILLS CA)
CA
11/22/2007 - 02/26/2010
WELLS FARGO INVESTMENTS, LLC (SACRAMENTO CA)
IA
Issued 03/03/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/10/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/27/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/05/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/08/2008
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/25/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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