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Chris Michael Scharver

State Street Global Markets, LLC

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About Chris Michael Scharver

Chris Michael Scharver is a financial professional with over 20 years of experience in the industry. Chris has a broad range of experience in the securities industry, having worked with several firms, including Melvin Securities, L.L.C., Melvin Specialists, L.L.C., and Pershing Trading Company, L.P. Chris is currently registered with State Street Global Markets, LLC, and has passed several exams, including the Series 7, Series 55, SIE, and Series 57TO. Chris holds licenses to provide investment advice in all 50 states and is a licensed securities agent in Massachusetts.

Firm Information

Chris Scharver is currently registered with State Street Global Markets, LLC. State Street Global Markets, LLC is a Limited Liability Company formed in 2016 and approved in 53 states and the District of Columbia, including SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

88

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Chris Scharver’s Registration & Firm History

MA

05/01/2017 - Present

State Street Global Markets, LLC (BOSTON MA)

MA

11/15/2007 - 05/01/2017

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC (BOSTON MA)

IL

06/28/2007 - 10/02/2007

MELVIN SECURITIES, L.L.C. (CHICAGO IL)

IL

09/10/2001 - 12/31/2003

MELVIN SPECIALISTS, L.L.C. (CHICAGO IL)

IL

05/27/1998 - 06/19/2000

MELVIN SECURITIES, L.L.C. (CHICAGO IL)

NJ

02/28/1995 - 04/21/1998

PERSHING TRADING COMPANY, L.P. (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 02/28/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/12/2024

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/25/2002

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 02/27/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq BX, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Chris Michael Scharver.
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