Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chris? Claim Your ProfileChris Michael Howard is a financial advisor with over 20 years of experience in the industry. Chris is currently registered with LPL Financial LLC and has previously been registered with AMTRUST INVESTMENT SERVICES, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and E*TRADE SECURITIES LLC. Chris holds multiple industry licenses, including Series 4, 7, 24, 63, 65, and 66, as well as the SIE. Chris is also a Certified Financial Planner. Chris provides a variety of services to clients, including financial planning, portfolio management, and consulting. Chris is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AZ
05/04/2018 - Present
LPL Financial LLC (SUN CITY AZ)
AZ
12/11/2006 - 03/11/2010
AMTRUST INVESTMENT SERVICES, INC. (SURPRISE AZ)
NY
01/13/2004 - 11/30/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NJ
12/22/1999 - 04/15/2003
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
BOTH
Issued 02/13/2004
Series 66 - Uniform Combined State Law Examination
IA
Issued 11/28/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/24/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/23/2001
Series 4 - Registered Options Principal Examination
BC
Issued 11/09/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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