Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chris? Claim Your ProfileChris Michael Giuca is a financial advisor with Bay Crest Partners, LLC. Chris has been in the financial services industry since December 1996 and has held various roles at several firms. Chris holds the Series 7, 24, 55, 57TO, and 63 licenses and is registered in New York. Chris is committed to providing personalized financial advice to help clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/02/2011 - Present
BAY Crest Partners, LLC (NY NY)
NY
12/03/2010 - 03/03/2011
LABRANCHE CAPITAL, LLC (NEW YORK NY)
NY
06/20/2002 - 12/09/2010
LABRANCHE FINANCIAL SERVICES, LLC (NEW YORK NY)
NJ
01/25/2000 - 06/13/2002
KNIGHT SECURITIES, L.P. (JERSEY CITY NJ)
NY
05/24/1996 - 01/12/1999
R.D. WHITE & CO., INC. (NEW YORK NY)
NJ
10/25/1995 - 05/02/1996
A.S. GOLDMEN & CO., INC. (RED BANK NJ)
BC
Issued 02/25/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/17/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/06/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/24/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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