Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chris? Claim Your ProfileChris Qualls is a financial advisor who has been in the industry since 2009. Chris is currently registered with Fidelity Brokerage Services LLC in Texas. Chris was previously registered with National Financial Services LLC and Ameriprise Financial Services, Inc.. Chris holds the Series 7 and Series 66 securities licenses as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
04/06/2015 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
TX
02/26/2014 - 12/06/2018
NATIONAL FINANCIAL SERVICES LLC (WESTLAKE TX)
TX
10/26/2009 - 01/28/2014
AMERIPRISE FINANCIAL SERVICES, INC. (SOUTHLAKE TX)
BOTH
Issued 11/06/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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