Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chris? Claim Your ProfileChris Libutti is a financial advisor with over 25 years of experience in the industry. Chris is currently registered with LPL Financial LLC and provides a wide range of financial services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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RI
09/20/2017 - Present
LPL Financial LLC (BARRINGTON RI)
NH
11/09/2016 - 09/18/2017
SQN SECURITIES LLC (PORTSMOUTH NH)
CO
10/23/2013 - 09/27/2016
ALPS DISTRIBUTORS, INC. (DENVER CO)
IL
03/14/2011 - 08/22/2013
GUGGENHEIM FUNDS DISTRIBUTORS, LLC (CHICAGO IL)
VA
03/03/2004 - 01/24/2011
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
NJ
01/15/2003 - 01/13/2004
CITISTREET EQUITIES LLC (SOMERSET NJ)
NY
02/12/2002 - 01/15/2003
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NC
10/29/2001 - 11/29/2001
EQUITABLE DISTRIBUTORS, INC. (CHARLOTTE NC)
NC
08/18/1999 - 10/23/2001
EQUITABLE DISTRIBUTORS, INC. (CHARLOTTE NC)
MA
03/05/1997 - 08/26/1999
LIBERTY FUNDS DISTRIBUTOR, INC. (BOSTON MA)
SC
09/15/1994 - 03/12/1997
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
IA
Issued 11/19/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/02/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/1996
Series 3 - National Commodity Futures Examination
BC
Issued 09/14/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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