Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chris? Claim Your ProfileChris Leigh Thelen is a financial advisor with LPL Financial LLC. Chris has been in the industry since 1998 and has a Series 7, Series 63, and Series 65 license. Chris has been registered with LPL Financial LLC since 2019 and previously worked with BMO Harris Financial Advisors, Inc., M&I Financial Advisors, Inc, Vision Investment Services, Inc., and Edward Jones. Chris is a registered representative in Arizona, California, Florida, Illinois, Kansas, Michigan, Minnesota, Nevada, New York, North Carolina, Ohio, Pennsylvania, South Carolina, and Wisconsin. Chris is also a registered investment advisor in Wisconsin.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WI
05/17/2019 - Present
LPL Financial LLC (GREEN BAY WI)
WI
08/01/2012 - 04/02/2019
BMO HARRIS FINANCIAL ADVISORS, INC. (GREEN BAY WI)
WI
02/27/2004 - 08/01/2012
M&I FINANCIAL ADVISORS, INC (GREEN BAY WI)
IL
07/30/2003 - 03/03/2004
VISION INVESTMENT SERVICES, INC. (ROSEMONT IL)
MO
06/29/1998 - 07/08/2003
EDWARD JONES (ST. LOUIS MO)
IA
Issued 01/23/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/18/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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