Unclaimed
Chris Saul is a financial advisor with Ameriprise Financial Services, LLC. Chris has been in the financial services industry since 1998. Chris has a Series 7, Series 6, Series 63, and Series 66 license. Chris holds a Bachelor's Degree in Business Administration from the University of Cincinnati. Chris has a history of working with high net worth individuals, pension and profit-sharing plans, corporations or other businesses, and charitable organizations. Chris is registered to offer investment advice in several states, including Ohio, Texas, Georgia, and Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
OH
12/14/2009 - Present
Ameriprise Financial Services, LLC (Cincinnati OH)
OH
07/11/2006 - 10/05/2009
AMERIPRISE ADVISOR SERVICES, INC. (BLUE ASH OH)
OH
07/20/2000 - 07/12/2006
SIGNATOR INVESTORS, INC. (SHARONVILLE OH)
NA
07/30/1994 - 04/07/1995
FINANCIAL HORIZONS SECURITIES CORPORATION
CT
08/13/1993 - 07/27/1994
ADVEST, INC. (HARTFORD CT)
BOTH
Issued 09/28/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/01/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/25/2003
Series 7 - General Securities Representative Examination
BC
Issued 07/19/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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