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Chris Lee Hendrickson

B. C. Ziegler AND Co.

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About Chris Lee Hendrickson

Chris Hendrickson is a financial professional with over 14 years of experience in the industry. Chris is currently registered with B. C. Ziegler And Co. and has previously held positions at Lazard Middle Market LLC and Goldsmith, Agio, Helms Securities, Inc. Chris holds the Series 7, Series 63, SIE and Series 52TO licenses.

Firm Information

Chris Hendrickson is currently registered with B. C. Ziegler AND Co.. B. C. Ziegler AND Co. is a Corporation that was formed on February 12, 1920. The firm is registered in 52 states and has been approved for SEC registration. They offer a variety of services to a diverse client base, including insurance companies, investment companies, charitable organizations, high-net-worth individuals, other investment advisers, pooled investment vehicles, banking or thrift institutions, business development companies, pension and profit-sharing plans, corporations or other businesses, individuals other than high-net-worth, state or municipal government entities, and sovereign wealth funds and foreign official institutions. The firm has disclosed 7 Regulatory Events, 2 Civil Events, and 2 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

59

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Chris Hendrickson’s Registration & Firm History

MN

04/05/2012 - Present

B. C. Ziegler AND Co. (Minneapolis MN)

MN

06/19/2008 - 03/19/2012

LAZARD MIDDLE MARKET LLC (MINNEAPOLIS MN)

MN

06/18/2008 - 07/23/2008

GOLDSMITH, AGIO, HELMS SECURITIES, INC. (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 08/27/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/17/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Chris Lee Hendrickson.
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