Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chris? Claim Your ProfileChris Leader is a financial advisor with J.P. Morgan Securities LLC. Chris Leader has been in the industry since February 8, 2005. Chris Leader is registered to provide investment advisory services in 53 states and is licensed to provide securities brokerage services in 53 states and District of Columbia. Chris Leader previously worked with Charles Schwab & Co., Inc. and TD Ameritrade, Inc. Chris Leader holds several industry licenses including the Series 63, Series 66, Series 7, Series 3, Series 4, Series 24, Series 34, Series 52TO, and Series 53 licenses. Chris Leader also holds the SIE license. Chris Leader holds the Chartered Financial Analyst designation.
Chicago, IL
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
IL
07/31/2024 - Present
J.p. Morgan Securities LLC (Chicago IL)
IL
01/19/2022 - 06/21/2024
CHARLES SCHWAB & CO., INC. (Chicago IL)
NE
04/22/2006 - 12/31/2023
TD AMERITRADE, INC. (OMAHA NE)
NE
01/01/2005 - 04/22/2006
AMERITRADE, INC. (BELLEVUE NE)
BOTH
Issued 10/20/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/28/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/17/2021
Series 53 - Municipal Securities Principal Examination
BC
Issued 6/23/2006
Series 24 - General Securities Principal Examination
BC
Issued 4/27/2006
Series 4 - Registered Options Principal Examination
BC
Issued 1/2/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/8/2018
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 2/14/2018
Series 3 - National Commodity Futures Examination
BC
Issued 12/20/2004
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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