Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chris? Claim Your ProfileChris Leader is a financial advisor at J.P. Morgan Securities LLC in Chicago. Chris has been in the financial industry since 2005. Chris is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed in multiple states. Chris holds multiple licenses, including Series 7, Series 24, Series 3, Series 4, Series 34, Series 52, and Series 66. Chris has been previously registered with Charles Schwab & Co., Inc., TD Ameritrade, Inc., and Ameritrade, Inc. Chris is also a Chartered Financial Analyst (CFA). Chris specializes in providing financial planning, portfolio management, and pension consulting services to individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
IL
07/31/2024 - Present
J.p. Morgan Securities LLC (Chicago IL)
IL
01/19/2022 - 06/21/2024
CHARLES SCHWAB & CO., INC. (Chicago IL)
NE
04/22/2006 - 12/31/2023
TD AMERITRADE, INC. (OMAHA NE)
NE
01/01/2005 - 04/22/2006
AMERITRADE, INC. (BELLEVUE NE)
BOTH
Issued 10/20/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/28/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/17/2021
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/23/2006
Series 24 - General Securities Principal Examination
BC
Issued 04/27/2006
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/08/2018
Series 34 - Retail Off-Exchange FOREX Examination
BC
Issued 02/14/2018
Series 3 - National Commodity Futures Examination
BC
Issued 12/20/2004
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Chris Leader is the right advisor for you? Invested Better is here to help.
