Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chris? Claim Your ProfileChris Lavelle Johnson is a registered representative with Principal Securities, Inc. in Elk Grove, CA. Chris has been working in the financial industry since October 2014. Chris is licensed in several states, including California, Colorado, Maryland, Oregon, and Tennessee. Chris also has a Series 66, SIE and Series 7 license. Chris offers a variety of financial services, including financial planning, pension consulting, and educational seminars. Chris specializes in working with individuals, corporations, pension and profit-sharing plans, charitable organizations, high-net-worth individuals, and state or municipal government entities. Chris was previously a registered representative with Edward Jones.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
CA
06/03/2015 - Present
Principal Securities, Inc. (ELK GROVE CA)
CA
07/30/2014 - 02/25/2015
EDWARD JONES (SACRAMENTO CA)
BOTH
Issued 08/22/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/29/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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