Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chris? Claim Your ProfileChris Kim is a registered representative with Wells Fargo Securities, LLC. Chris is licensed to conduct business in North Carolina. Chris has passed the Series 63, Series 79TO, and SIE exams. Chris joined Wells Fargo Securities, LLC on August 20, 2024. Chris has been in the securities industry since August 19, 2024. Chris is located at 550 SOUTH TRYON STREET, 6TH FLOOR, D1086-060, CHARLOTTE, NC 28202.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
08/20/2024 - Present
Wells Fargo Securities, LLC (CHARLOTTE NC)
BC
Issued 07/27/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/19/2024
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 04/28/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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