Unclaimed
Chris Morgan is a financial advisor registered with First Command Brokerage Services, Inc. based in Fort Worth, Texas. Chris Morgan is licensed to provide investment advice in Texas. Chris Morgan has been in the financial services industry since 1990. Chris Morgan has passed the Series 6, 7, 8, 24 and 63 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
02/02/2015 - Present
First Command Brokerage Services, Inc. (FORT WORTH TX)
TX
11/21/2000 - 01/28/2015
HD VEST INVESTMENT SERVICES (Fort Worth TX)
RI
01/16/1987 - 08/22/1997
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
BC
Issued 12/08/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/21/2001
Series 24 - General Securities Principal Examination
BC
Issued 08/29/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/20/2000
Series 7 - General Securities Representative Examination
BC
Issued 01/15/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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