Unclaimed
Chris Morgan is a financial advisor who has been in the industry since 2005. Chris is currently registered with Riversource Distributors, Inc. and is licensed in several states. Chris has previously been registered with Amerprise Financial Services, Inc. and IDS Life Insurance Company. Chris is licensed to sell a variety of financial products including securities, insurance and investment company products.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
01/31/2008 - Present
Riversource Distributors, Inc. (Minneapolis MN)
MN
05/28/2007 - 01/31/2008
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
04/07/2004 - 12/05/2005
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
04/07/2004 - 12/05/2005
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 04/12/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/03/2005
Series 7 - General Securities Representative Examination
BC
Issued 04/06/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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