Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chris? Claim Your ProfileChris Dimon is a registered representative with TD Securities (USA) LLC. Chris has been in the securities industry since 1999. Chris is licensed to provide securities services in all 50 states and the District of Columbia. Chris holds the following licenses: Series 7, Series 63, Series 52TO, Series 79TO, and SIE. Chris's previous employment was with Citigroup Global Markets Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/25/2012 - Present
TD Securities (usa) LLC (NEW YORK NY)
NY
01/21/1999 - 03/19/2012
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BC
Issued 08/24/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/01/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/08/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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