Unclaimed
Chris Jongmin Kim is an investment advisor representative with Cetera Investment Advisers LLC. Chris is registered in Georgia, Texas, and Virginia. Chris has worked in the financial services industry since 2019. Chris has a Series 66 license and has passed the Series 7, Series 6, Series 22, and SIE exams. Chris specializes in working with individuals and businesses. Chris provides financial planning, pension consulting, and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
GA
03/21/2024 - Present
Cetera Investment Advisers LLC (SUWANEE GA)
GA
01/24/2019 - 12/19/2023
MML INVESTORS SERVICES, LLC (ATLANTA GA)
BOTH
Issued 07/14/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/18/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 12/18/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/24/2019
Series 7TO - General Securities Representative Examination
BC
Issued 01/24/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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