Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chris? Claim Your ProfileChris Livingston is a financial advisor with Santander Securities LLC. Chris has been in the financial services industry since July 1996. Chris is registered with the state of New York as both a broker-dealer and an investment advisor. Chris has passed Series 63, 65, 7 and 26 exams. Chris specializes in financial planning, selection of other advisers, and portfolio management. Chris has experience with various types of clients including high net worth individuals and corporations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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NY
03/19/2021 - Present
Santander Securities LLC (BROOKLYN NY)
NY
05/27/2008 - 09/19/2012
LPL FINANCIAL LLC (BROOKLYN NY)
NY
09/11/2006 - 05/27/2008
IFMG SECURITIES, INC. (BROOKLYN NY)
NY
02/24/2000 - 09/12/2006
ESSEX NATIONAL SECURITIES, INC. (BROOKLYN NY)
IL
10/12/1998 - 03/10/2000
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
NY
07/24/1996 - 10/13/1998
CONTINENTAL BROKER-DEALER CORP. (CARLE PLACE NY)
IA
Issued 12/30/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/01/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/27/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/23/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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