Unclaimed
Chris Plechy is a financial advisor with IC Advisory Services, Inc. Chris has been in the financial industry since August 27, 2000. Chris is registered with the following states: Colorado, Connecticut, Florida, Massachusetts, New Hampshire, New Jersey, New York, North Carolina, Oregon, Pennsylvania, South Carolina and Virginia. Chris is also a Registered Representative with FINRA. Chris provides financial planning, pension consulting, and selection of other advisors services to individuals, businesses and pooled investment vehicles. Chris is also a Registered Investment Advisor with the following states: Colorado, Connecticut, Florida, Massachusetts, New Hampshire, New Jersey, New York, North Carolina, Oregon, Pennsylvania, South Carolina and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
11/29/2017 - Present
IC Advisory Services, Inc. (MONTVILLE NJ)
NJ
07/10/2015 - 11/09/2017
AMERIPRISE FINANCIAL SERVICES, INC. (FLORHAM PARK NJ)
NJ
08/21/2007 - 08/03/2015
STIFEL, NICOLAUS & COMPANY, INCORPORATED (FLORHAM PARK NJ)
NJ
11/10/2004 - 08/21/2007
RYAN BECK & CO. (FLORHAM PARK NJ)
NJ
08/17/2000 - 11/11/2004
J. B. HANAUER & CO. (PARSIPPANY NJ)
BOTH
Issued 05/19/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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