Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chris? Claim Your ProfileChris James Schliepp is a financial advisor with over 20 years of experience in the financial services industry. Chris is currently registered with Robert W. Baird & Co. Inc. in Wisconsin and is also licensed in several other states including Florida, Texas and Alabama. Chris has a strong track record of providing personalized financial advice and investment management services to individuals, families, and businesses. Chris has experience in a variety of investment areas including stocks, bonds, mutual funds, and exchange-traded funds.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
WI
04/27/2015 - Present
Robert W. Baird & Co. Inc. (WAUSAU WI)
NH
10/26/2004 - 10/30/2009
LIBERTY LIFE SECURITIES LLC (DOVER NH)
IL
08/07/2002 - 12/16/2002
FIRST MIDWEST SECURITIES, INC. (BLOOMINGTON IL)
WI
01/30/2001 - 08/01/2002
PACKERLAND BROKERAGE SERVICES, INC. (GREEN BAY WI)
NY
11/04/1999 - 01/17/2001
NYLIFE SECURITIES INC. (NEW YORK NY)
BOTH
Issued 04/24/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/13/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/21/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/23/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/2015
Series 7 - General Securities Representative Examination
BC
Issued 11/03/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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