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Chris J. Wallace

Morgan Stanley

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About Chris J. Wallace

Chris Wallace is a financial advisor with over 29 years of experience in the financial services industry. Chris is currently registered with Morgan Stanley and is licensed to provide financial advice in Maryland and Texas. Chris has previously worked at a number of other financial institutions, including Merrill Lynch, Wachovia Securities, and SunTrust Securities. Chris has a wide range of experience in providing financial advice to individuals, families, and businesses. Chris is dedicated to helping clients achieve their financial goals. Chris believes in building strong relationships with clients and providing them with personalized advice and guidance. Chris is committed to providing clients with the highest level of service and integrity.

Firm Information

Chris Wallace is currently registered with Morgan Stanley. Morgan Stanley is a Limited Liability Company based in PURCHASE, NY, formed in 2009. They offer a wide range of advisory services, including financial planning, pension consulting, educational seminars, and selection of other advisors. Their client base includes individuals, high-net-worth individuals, investment clubs, corporations, insurance companies, investment companies, charitable organizations, pension and profit-sharing plans, and state or municipal government entities. Morgan Stanley manages approximately $10 billion to $50 billion in assets. Their website addresses are HTTP://WWW.MORGANSTANLEYCLIENTSERV.COM and HTTP://WWW.MORGANSTANLEY.COM.
Morgan Stanley

2000 WESTCHESTER AVENUE

PURCHASE, NY 10577-2530

$1.40T

Assets Under Management

335,385

Total Clients

23,624

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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asset allocation advice

Asset allocation advice

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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other

See schedule d miscellaneous

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Chris Wallace’s Registration & Firm History

MD

05/05/2020 - Present

Morgan Stanley (POTOMAC MD)

MD

06/03/2011 - 12/13/2011

MORGAN KEEGAN & COMPANY, INC. (ROCKVILLE MD)

DC

10/23/2009 - 06/07/2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WASHINGTON DC)

MD

03/31/2003 - 10/23/2009

BANC OF AMERICA INVESTMENT SERVICES, INC. (BETHESDA MD)

MO

09/06/2002 - 03/24/2003

WACHOVIA SECURITIES, INC. (ST. LOUIS MO)

GA

05/26/2000 - 08/20/2002

SUNTRUST SECURITIES, INC. (ATLANTA GA)

VA

07/02/1999 - 05/26/2000

CRESTAR SECURITIES CORPORATION (RICHMOND VA)

NY

10/30/1997 - 06/11/1999

CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)

MD

11/11/1996 - 10/24/1997

LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)

NJ

04/05/1994 - 11/29/1996

PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)

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Licenses & Designations

BOTH

Issued 01/27/2003

Series 66 - Uniform Combined State Law Examination

IA

Issued 03/18/1994

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/18/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/07/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There is public disclosure for Chris J. Wallace. Review regulatory record here.
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