Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chris? Claim Your ProfileChris Fath is a financial advisor with over 30 years of experience in the industry, specializing in providing financial advice to individuals, high-net-worth individuals, corporations, charitable organizations, pension and profit-sharing plans, and insurance companies. Chris is currently registered with J.p. Morgan Securities LLC and holds licenses to provide financial advice in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Chris has extensive experience in portfolio management, financial planning, and pension consulting. Chris has previously worked with J.P. MORGAN SECURITIES INC., CHASE INVESTMENT SERVICES CORP., BANC ONE SECURITIES CORPORATION, and MARQUIS INVESTMENTS, L.L.C.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
MA
08/02/2024 - Present
J.p. Morgan Securities LLC (Boston MA)
LA
07/01/2006 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW ORLEANS LA)
LA
03/29/2005 - 07/27/2006
CHASE INVESTMENT SERVICES CORP. (NEW ORLEANS LA)
LA
08/03/1998 - 07/01/2006
BANC ONE SECURITIES CORPORATION (NEW ORLEANS LA)
NA
08/19/1994 - 08/19/1998
MARQUIS INVESTMENTS, L.L.C.
IA
Issued 11/09/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/18/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/02/2006
Series 4 - Registered Options Principal Examination
BC
Issued 02/21/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/17/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/12/1998
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/11/1996
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Chris Fath is the right advisor for you? Invested Better is here to help.
