Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chris? Claim Your ProfileChris Dunmore is a financial advisor with B. Riley Wealth Management. Chris has been in the financial services industry since 1995 and has experience working with clients in a variety of states including California, Colorado, Florida, Illinois, Kentucky, Maryland, Michigan, Minnesota, North Carolina, Ohio, Pennsylvania, Virginia, and Wisconsin. Chris is licensed to sell securities in all of these states. Chris holds Series 6, 7, and SIE licenses and is also a registered representative with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TN
03/02/2010 - Present
B. Riley Wealth Management (Memphis TN)
OH
03/13/2009 - 03/04/2010
RBC CAPITAL MARKETS CORPORATION (BEACHWOOD OH)
OH
09/03/2003 - 03/13/2009
FERRIS, BAKER WATTS, LLC (BEACHWOOD OH)
GA
10/19/1995 - 09/05/2003
PFS INVESTMENTS INC. (DULUTH GA)
BC
Issued 10/26/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/2003
Series 7 - General Securities Representative Examination
BC
Issued 10/18/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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