Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chris? Claim Your ProfileChris Pulos is an Investment Advisor Representative at MMA Securities LLC. Chris has been in the financial services industry since 1984. Chris is registered with the state of Ohio. Chris has the Series 6, Series 7, Series 24 and Series 63 securities licenses. Chris has experience working for a variety of firms, including AXA Advisors, LLC, The Equitable Life Assurance Society of the United States, Mutual Service Corporation, Summit Brokerage Services, Inc., and Cetera Advisor Networks LLC. Chris is a Board Member for Northmont City Schools.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Advisory services to retirement plan participants
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Based on assets under advisement or per capita
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2
OH
06/22/2016 - Present
MMA Securities LLC (Dayton OH)
OH
09/20/2019 - 08/09/2023
CETERA ADVISOR NETWORKS LLC (DAYTON OH)
OH
08/31/2009 - 09/20/2019
SUMMIT BROKERAGE SERVICES, INC. (DAYTON OH)
OH
05/01/2007 - 08/31/2009
MUTUAL SERVICE CORPORATION (DAYTON OH)
OH
08/17/2004 - 12/31/2006
MUTUAL SERVICE CORPORATION (DAYTON OH)
NY
05/15/1984 - 08/25/2004
AXA ADVISORS, LLC (NEW YORK NY)
NY
05/15/1984 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 09/08/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/23/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/04/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/10/1994
Series 7 - General Securities Representative Examination
BC
Issued 05/14/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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