Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chris? Claim Your ProfileChris Bakakos is a registered representative with BNY Mellon Securities Corp., with over 20 years of experience in the financial services industry. Chris has held previous roles with Dreyfus Service Corporation, TD Waterhouse Investor Services, Inc., Stocks 4 Less, Inc., National Clearing Corp., Wall Street Equities Incorporated, and Continental Broker-Dealer Corp. Chris has a strong background in securities trading, portfolio management and financial planning. Chris is licensed to provide investment advice in 40 states and is committed to providing clients with personalized financial guidance and investment solutions. Chris holds a Series 7, Series 55, Series 63 and Series 4 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Bnymsc sponsors a wrap fee program, and serves as a portfolio mgr or model provider to third party wrap program sponsors.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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NY
01/08/2007 - Present
BNY Mellon Securities Corp. (UNIONDALE NY)
NY
06/10/2005 - 10/17/2006
DREYFUS SERVICE CORPORATION (NEW YORK NY)
NE
01/17/2005 - 02/09/2005
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
CA
10/21/2003 - 10/25/2004
STOCKS 4 LESS, INC. (SHERMAN OAKS CA)
CA
06/11/2002 - 10/21/2003
NATIONAL CLEARING CORP. (SHERMAN OAKS CA)
NY
12/07/1999 - 06/20/2002
WALL STREET EQUITIES INCORPORATED (NEW YORK NY)
NY
05/24/1999 - 10/27/1999
CONTINENTAL BROKER-DEALER CORP. (CARLE PLACE NY)
BC
Issued 05/28/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/14/2004
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/21/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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