Unclaimed
Chris Dorville is a registered representative with Bay Crest Partners, LLC. Chris has been in the securities industry since 2012. Chris holds Series 7, Series 57, and Series 63 licenses, as well as the SIE exam. Chris is currently registered in Illinois and New York. Chris previously worked at Tradition Securities and Derivatives Inc. and TFS Derivatives Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/04/2021 - Present
BAY Crest Partners, LLC (NEW YORK NY)
NY
03/31/2016 - 12/21/2020
TRADITION SECURITIES AND DERIVATIVES INC. (New York NY)
NY
04/03/2012 - 04/25/2016
TFS DERIVATIVES CORPORATION (NEW YORK NY)
BC
Issued 06/14/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/2017
Series 57 - Securities Trader Exam
BC
Issued 04/02/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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