Unclaimed
Chris Crain is a financial advisor at Wells Fargo Advisors Financial Network, LLC. Chris has been in the industry since July 13, 2000 and is registered to provide investment advice in 17 states. Chris is also a licensed insurance agent.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WI
04/19/2011 - Present
Wells Fargo Advisors Financial Network, LLC (CEDARBURG WI)
WI
01/01/2008 - 04/19/2011
WELLS FARGO ADVISORS, LLC (MEQUON WI)
WI
07/14/2000 - 01/03/2008
A. G. EDWARDS & SONS, INC. (MEQUON WI)
BC
Issued 07/17/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/26/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/15/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/12/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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