Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chris? Claim Your ProfileChris Toomey is a financial advisor with over 12 years of experience in the industry. Chris has a strong track record of success in providing financial advice to a wide range of clients, including individuals, families, businesses, and institutions. Chris holds the Series 6, 7, 24, 63, 65, and 66 licenses. Chris is currently registered with J.P. Morgan Securities LLC. Prior to joining J.P. Morgan Securities LLC, Chris worked at M Holdings Securities, Inc., NFP Securities, Inc., Weaver Tidwell Capital, LLC, Raymond James Financial Services, Inc., Securities America, Inc., and The Advisors Group, Inc.. Chris is committed to providing his clients with the highest quality financial advice and service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
TX
10/12/2021 - Present
J.p. Morgan Securities LLC (SUGAR LAND TX)
TX
12/02/2013 - 01/07/2015
M HOLDINGS SECURITIES, INC. (HOUSTON TX)
TX
12/06/2011 - 12/05/2013
NFP SECURITIES, INC. (HOUSTON TX)
TX
06/16/2008 - 12/06/2011
WEAVER TIDWELL CAPITAL, LLC (HOUSTON TX)
TX
05/05/2006 - 05/27/2008
RAYMOND JAMES FINANCIAL SERVICES, INC. (HOUSTON TX)
TX
10/28/2002 - 05/09/2006
SECURITIES AMERICA, INC. (HOUSTON TX)
MD
08/05/2002 - 09/30/2002
THE ADVISORS GROUP, INC. (BETHESDA MD)
BOTH
Issued 09/22/2021
Series 66 - Uniform Combined State Law Examination
IA
Issued 01/27/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/09/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/08/2006
Series 24 - General Securities Principal Examination
BC
Issued 09/01/2021
Series 7TO - General Securities Representative Examination
BC
Issued 07/28/2021
SIE - Securities Industry Essentials Examination
BC
Issued 12/27/2002
Series 7 - General Securities Representative Examination
BC
Issued 08/02/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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