Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chris? Claim Your ProfileChris Castro is a financial advisor with over 20 years of experience in the industry. Chris is currently registered with B. Riley Wealth Advisors, Inc. and holds a Series 7, Series 63, Series 52TO, Series 55, Series 24 and Series 53 licenses. Chris is a dedicated professional who strives to provide personalized financial advice to help individuals and families reach their financial goals. Chris has experience working with clients of all types, including individuals, families, businesses, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
12/09/2020 - Present
B. Riley Wealth Advisors, Inc. (BOCA RATON FL)
FL
10/20/2020 - 07/22/2022
NATIONAL SECURITIES CORPORATION (BOCA RATON FL)
FL
03/02/2018 - 10/23/2018
CETERA INVESTMENT SERVICES LLC (ORLANDO FL)
FL
07/19/2016 - 08/16/2017
SECURITIES AMERICA, INC. (PORT ST. LUCIE FL)
NY
06/29/2015 - 06/02/2016
CUNA BROKERAGE SERVICES, INC. (New York NY)
NY
01/06/2012 - 06/22/2015
TRANSAMERICA FINANCIAL ADVISORS, INC (MELVILLE NY)
NY
02/25/2008 - 01/06/2012
WORLD GROUP SECURITIES, INC. (NEW YORK NY)
NY
08/16/2007 - 01/08/2008
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
IL
05/31/2007 - 08/06/2007
BROKERSXPRESS LLC (CHICAGO IL)
CA
09/14/2006 - 05/21/2007
CUSO FINANCIAL SERVICES, L.P. (PASADENA CA)
CA
02/11/2006 - 09/14/2006
GUARANTY BROKERAGE SERVICES, INC. (TEMECULA CA)
NJ
10/28/2002 - 03/29/2005
ADAMSON BROTHERS INC. (ROCHELLE PARK NJ)
NY
07/17/2000 - 10/25/2000
UBS WARBURG LLC (NEW YORK NY)
NY
02/17/1998 - 07/17/2000
THE DREYFUS SERVICE CORPORATION (NEW YORK NY)
TX
11/12/1997 - 02/13/1998
REDSTONE SECURITIES, INC. (DALLAS TX)
NY
12/06/1996 - 02/04/1997
LANTERN INVESTMENTS, INC. (MELVILLE NY)
FL
09/14/1996 - 12/06/1996
INVESTMENT MANAGEMENT & RESEARCH, INC (ST. PETERSBURG FL)
NY
04/17/1996 - 09/04/1996
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
TX
08/28/1995 - 04/09/1996
REDSTONE SECURITIES, INC. (DALLAS TX)
IA
Issued 11/13/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/05/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/15/2003
Series 24 - General Securities Principal Examination
BC
Issued 02/10/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2003
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/25/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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