Unclaimed
Chris Camerino is a financial advisor who has been working in the financial industry since 1997. Chris is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Chris has a wide range of experience in the financial services industry, having worked for several other firms, including BOFA SECURITIES, INC. Chris has extensive experience in investment banking, securities trading, and portfolio management. Chris has earned several licenses and certifications, including Series 3, 7, 9, 10, 14, 24, 55, 57TO, 79TO, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
05/30/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NY
05/07/2019 - 05/31/2019
BOFA SECURITIES, INC. (NEW YORK NY)
NY
11/01/2010 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
07/15/2015 - 11/29/2018
MERRILL LYNCH PROFESSIONAL CLEARING CORP. (NEW YORK NY)
NY
10/13/2004 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
08/20/2002 - 10/08/2004
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
04/30/2002 - 08/26/2002
BEAR, STEARNS & CO. INC. (NEW YORK NY)
CT
03/01/2002 - 04/17/2002
ABN AMRO INCORPORATED (STAMFORD CT)
NY
04/27/2001 - 03/01/2002
ABN AMRO SECURITIES LLC (NEW YORK NY)
CT
07/23/1998 - 04/30/2001
ABN AMRO INCORPORATED (STAMFORD CT)
NY
08/27/1997 - 06/29/1998
NEEDHAM & COMPANY, INC. (NEW YORK NY)
NY
04/16/1997 - 08/25/1997
HERZOG, HEINE, GEDULD, INC. (NEW YORK NY)
BC
Issued 05/20/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/26/2004
Series 4 - Registered Options Principal Examination
BC
Issued 12/25/1998
Series 14 - Compliance Officer Examination
BC
Issued 11/28/1997
Series 24 - General Securities Principal Examination
BC
Issued 07/28/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/11/2003
Series 3 - National Commodity Futures Examination
BC
Issued 10/16/1998
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 04/14/1997
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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