Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Chris? Claim Your ProfileChris Brian Grace is a financial advisor who has been in the industry since November 17, 2002. Chris is currently registered with Ameriprise Financial Services, LLC in Little Rock, Arkansas. Prior to joining Ameriprise, Chris has held positions at IDS Life Insurance Company and Dean Witter Reynolds Inc. Chris holds the Series 7, 31, 63, 65, and 66 licenses and has earned the SIE designation. Chris provides financial planning, portfolio management, asset allocation, and pension consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AR
08/15/2005 - Present
Ameriprise Financial Services, LLC (LITTLE ROCK AR)
MN
02/09/2005 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NY
11/25/1997 - 02/16/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 08/12/2005
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/31/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/08/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/08/2005
Series 7 - General Securities Representative Examination
BC
Issued 01/02/1998
Series 31 - Futures Managed Funds Examination
Active
Inactive
F
FINRA
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