Unclaimed
Chris Avram is a registered representative with Nylife Distributors LLC. Chris has been in the financial services industry since February 26, 2003, and holds Series 7, Series 55, Series 63, and SIE licenses. Chris is registered in New York. Chris previously worked at AXA Advisors, LLC, E*TRADE SECURITIES LLC, HSBC BROKERAGE (USA) INC., DATEK ONLINE BROKERAGE SERVICES LLC, MILLENNIUM SECURITIES CORP., ROYCE INVESTMENT GROUP, INC., MADISON CAPITAL MARKETS CORP., and CONTINENTAL BROKER-DEALER CORP.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/26/2009 - Present
Nylife Distributors LLC (NEW YORK NY)
NY
04/19/2007 - 08/21/2007
AXA ADVISORS, LLC (NEW YORK NY)
NJ
07/12/2006 - 08/15/2006
E*TRADE SECURITIES LLC (JERSEY CITY NJ)
NY
10/17/2000 - 09/17/2004
HSBC BROKERAGE (USA) INC. (NEW YORK NY)
NE
12/07/1999 - 09/12/2000
DATEK ONLINE BROKERAGE SERVICES LLC (OMAHA NE)
NY
04/22/1998 - 08/14/1998
MILLENNIUM SECURITIES CORP. (NEW YORK NY)
NY
07/18/1997 - 03/30/1998
ROYCE INVESTMENT GROUP, INC. (WOODBURY NY)
NY
06/16/1997 - 08/01/1997
MADISON CAPITAL MARKETS CORP. (NEW YORK NY)
NY
05/12/1997 - 06/19/1997
CONTINENTAL BROKER-DEALER CORP. (CARLE PLACE NY)
BC
Issued 08/15/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/2002
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/09/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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