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Chris Arthur Galliano

Northern Trust Securities, Inc.

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About Chris Arthur Galliano

Chris Galliano is a financial advisor with over 20 years of experience. Chris is a registered representative of Northern Trust Securities, Inc. Chris is currently registered in 35 states. Chris has a wide range of experience and holds several licenses and designations, including Series 3, 7, 63, 65, and 66. Chris specializes in portfolio management for individuals, businesses, and pooled investment vehicles.

Firm Information

Chris Galliano is currently registered with Northern Trust Securities, Inc.. Northern Trust Securities, Inc. is a corporation headquartered in Chicago, IL, formed in 1979. The firm provides portfolio management services for individuals, businesses, and pooled investment vehicles. They also offer selection of other advisers. Northern Trust Securities, Inc. is registered with the SEC and in 53 states. They manage approximately $1,026,259,255 in regulatory assets.
Northern Trust Securities, Inc.

333 S. WABASH AVENUE

CHICAGO, IL 60604

$1.03B

Assets Under Management

2,110

Total Clients

282

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Chris Galliano’s Registration & Firm History

TX

02/05/2015 - Present

Northern Trust Securities, Inc. (HOUSTON TX)

TX

04/13/2011 - 09/30/2011

VISION INVESTMENT SERVICES, INC. (HOUSTON TX)

TX

07/27/2010 - 02/24/2011

SOUTHWEST SECURITIES, INC. (HOUSTON TX)

TX

06/01/2009 - 08/04/2010

MORGAN STANLEY SMITH BARNEY (HOUSTON TX)

TX

10/13/2000 - 06/01/2009

CITIGROUP GLOBAL MARKETS INC. (HOUSTON TX)

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Licenses & Designations

BOTH

Issued 01/28/2015

Series 66 - Uniform Combined State Law Examination

IA

Issued 05/06/2002

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/27/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/01/2002

Series 3 - National Commodity Futures Examination

BC

Issued 10/12/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Chris Arthur Galliano.
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